Breadth of Knowledge, Depth of Experience
Selecting the right broker dealer for your investment program is an important business decision that greatly impacts your success. As a broker dealer and Registered Investment Advisor serving financial institutions across the United States, Sorrento Pacific Financial, LLC (SPF) is a choice that will deliver the results you want.
When you work with SPF, your investment program will be supported by a broker dealer with an extensive breadth of knowledge and depth of experience in all channels of the financial services industry. With an advisor to support staff ratio of approximately 4:1, we are well-equipped to provide outstanding customer service that will take your investment program to the next level.
Specializing in Financial Institutions
We specialize in working with investment programs in community and regional banks throughout the country. SPF is managed by experienced securities industry professionals that are focused on the investment marketplace. Everything from support services to technology systems, to marketing collateral are provided to meet the distinct needs and objectives of financial institutions.
High Tech and High Touch
We provide structured program support that is both high tech and high touch. We built SPF with the industry’s best technology systems to keep you connected, efficient and compliant. But we take high tech a step further by combining it with high touch – the kind of customer service that has earned us the description of “concierge service in a broker dealer.” Your SPF support staff is flexible, responsive and dedicated to making your job more effective.