Investment Program Integration with Bank Website Financial Management Center

Sorrento Pacific Financial LLC.’s Financial Management Center (“FMC”) is an integrated link placed on your bank’s website. Clicking on this link produces a short interactive survey for customers to complete and includes questions about their current financial situation, needs, and goals. The resulting recommendation provides a sales referral source to your investment program. The recommendation page may also provide a referral to Main Street Market-the SPF self-directed/on-line trading site-if the results of the survey indicate that a self-directed investment account is the best course of action. FMC also allows the bank to customize screens for cross-selling additional bank products. Using FMC helps your bank maximize the opportunity to generate new investment business from customers who may not normally visit your bank branches. For a sample of the FMC, click here.