dataVISION® - the technology leader in online financial services administration

Sorrento Pacific Financial (SPF) recognizes the advantages technology can provide to support the needs of our banking customers and partners. We offer the use of secure, proven dataVISION® technology, a fully electronic, web-based account management system that simplifies administration, communications, and reporting functions. dataVISION® was designed from the outset to efficiently manage the administration and organization of accounts – all electronically. It conveniently provides registered representatives and branch managers with remote access to a comprehensive array of functions, including an order entry platform, blotters, calendar, client history, customer account tracking information, electronic copies of customer documents and all needed reports. An online help directory and educational information make it easy to use. Rate boards and fee schedules are updated automatically, making it easy for advisors and management to see changes as they occur.

Some of our most popular dataVISION® features include:

• Enhanced advisor home page with quick links to online work flow, marketing support, and reporting; also provides market data, quotes, announcements and personalized messages to financial advisors
• Simplified update of account information from dataVISION® to SPF’s clearing firm through a single entry screen with automated transmission for all associated accounts
• Integration of critical compliance functions into the dataVISION® workflow
• Easy verification, tracking and update of an advisor’s compliance registration information directly from the platform to the registration department

dataVISION® gives banks the ability to offer a full menu of banking and investing services to both individual and business customers through additional customer-facing modules that can be branded to match the look and feel of the bank’s Website :

• Customer enhancement module, My Portfolio View™, can be added to allow all client information to be integrated into banks’ home banking websites. Customers can see and manage all of their banking and investments tools at once
• Optional component, Main Street Market, an electronic trading platform, allows customers to place their own stock, option and mutual fund transactions at a discount, plus provides access to quotes, investment research, news, market indices and more to end-users.

Banks or financial advisors interested in learning more about dataVISION® can call (888) 805-5585, ext. 7910.